Temperature Controlled Terahertz Absorbers based on Omega Resonators

Jia-Tong Jing1, Wei Song1, Ting-Ting Ge1, Xin-Qing Sheng1, Aliaksei Balmakou2, and Sergei Khakhomov2

1Institute of Radio Frequency Technology and Software
Beijing Institute of Technology, Beijing, 100081, China
3120215362@bit.edu.cn, wsong@bit.edu.cn, 18810669611@163.com, xsheng@bit.edu.cn

2Departments of Optics
Francisk Skorina Gomel State University, Gomel, 246028, Belarus
balmakou@gmail.com, khakh@gsu.by

Submitted On: April 20, 2023; Accepted On: June 27, 2023

ABSTRACT

In this article, the structural stability of a metasurface absorber that works at 2.8 THz is analyzed. Since the absorber is made of metallic titanium, its elemental inclusions will be heated up and expand when absorbing electromagnetic waves. To evaluate the accumulated heat, the structural thermal expansion and the stability of the wave-absorbing performance, electromagnetism-thermodynamics-structural mechanics multiphysics simulations are conducted. Based on the thermal stability study, thermistors are further introduced into the metasurface, leading to two thermal controlled terahertz absorbers. Numerical experiments show that the absorbers present a peak absorption coefficient of 92.7% at 2.79 THz up to the temperature of 1761.4 K. When the temperature rises, the absorption frequencies of the two absorbers shift to 3.51 THz and 3.94 THz, with the peak absorption coefficients of 92.8% and 93.8%, respectively.

Index Terms: multiphysics simulations, thermal controlled terahertz absorbers, thermal expansion.

I. INTRODUCTION

Electrically thin absorbing metasurfaces are of prime importance for many applications, for example, wave filtering [1, 2], radar cross-section reduction [36], energy harvesting [710], phase modulating [11, 12], and thermal emission control [1315]. Total absorption of electromagnetic radiation requires elimination of all wave propagation channels: reflection and transmission. The electromagnetic behavior of any arbitrary scatterer may be described by its polarizability tensors [16]. Polarizability tensors determine the linear relation between induced dipole moments and exciting electromagnetic fields. There are various analytical and numerical approaches for calculation of polarizability tensors of scatterers [1719]. Correspondingly, electrically thin absorbers are proposed [20]. Among these structures, the Ω-shaped metallic resonator is interesting because it demonstrates nearly full absorption for EM waves [21]. Moreover, it can be fabricated by laser lithography methods with subsequent metallization or ion beam-selective etching. So it has potential applications in spatial light modulators, sensors, bolometers and so on [20, 22]. However, there remain two interesting problems.

First, the absorption of electromagnetic waves is based on metallic loss which converts electromagnetic energy into thermal energy. During the process of EM wave absorbing, the heated metal structure may expand. That will affect the polarizability of the metasurface. Especially when metallic contact between the inclusions occurs, the polarizability will be changed dramatically, which would lead to a significant change in the absorbing function of the metasurface absorber. However, to the best of our knowledge, there are few studies on the thermal stability of the absorption.

Second, known from the causality principle, the maximal bandwidth of absorption of a passive absorbing layer is proportional to the layer thickness [23, 24]. So the full absorption of the metasurface exists only in a narrow frequency band, and the band is fixed once the structure of the metasurface is determined. Therefore, dynamically controlling the absorption band remains an interesting topic.

In this paper, we first investigated the thermal stability of a terahertz absorber based on Ω-shaped titanium resonators. An electromagnetism-thermodynamics-structural mechanics multiphysics simulation is conducted. The simulation results show that up to the melting temperature of titanium, the absorber demonstratesstable absorption.

Second, based on the analysis of polarizability, we incorporated thermistors in the Ω resonators and obtained temperature-controlled EM absorbers. In this way, the absorption frequency can be shifted by controlling the temperature. Absorption coefficients of over for all the bands are demonstrated in thesimulations.

II. METASURFACE ABSORBING THEORY

Consider a metasurface absorber operating at 2.8 THz as proposed in [21]. The metasurface is formed with unit cells in a square lattice, with lattice constants of 37 μm. Each unit cell consists of four pairs of orthogonally arranged Ω-shaped titanium wires as shown in Fig. 1. The diameter of each Ω is 1/7 wavelength.

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Figure 1: Schematic of the array of pairs of Ω particles.

Illuminated normally by an incident plane wave, the induced electric and magnetic dipole moments p and m can be modelled with the help of polarizability [16]. Due to the subwavelength dimensions of the array elements, the dipole moments and polarizabilities can be described using the effective surface-averaged values:

[pm]=[αeeeeαememαmemeαmmmm][EincEinc]. (1)

Here αeeee, αemem, αmemeand αmmmmare the effective electric, electromagnetic, magnetoelectric and magnetic polarizability tensors of the unit cells.

As shown in [20], the electric fields of the reflected and transmitted waves from this metasurface are given by:

Er=iω2S(η0αeeee-1η0αmmmm)Einc (2)
Et=[1+iω2S(η0αeeee+1η0αmmmm)]Einc, (3)

where ω is the angular frequency, S is the area of the unit cell, and η0 is the free-space wave impedance.

Requiring Er=0 and Et=0 in equations (2-3), one can find the conditions of symmetric total absorption in a metasurface:

η0αeeee=1η0αmmmm=iSω. (4)

By introducing the normalized polarizabilities,

[αeeeeαememαmemeαmmmm]=[η0αeeαememαmeme1η0αmm], (5)

(4) can be transformed into a simpler form

αeeee=αmmmm=iSω. (6)

This means the normalized electric polarizability should be equal to the normalized magnetic polarizability. Furthermore, the electric and magnetic resonance must coincide in frequency in order to demonstrate simultaneous purely imaginary electric and magnetic polarizabilities.

The thickness of the metasurface is 17 μm, which is negligible compared to structure dimensions in the xOy plane. Therefore, omitting the z-component, αeeee can be expressed as:

αeeee=[αeexxxxαeexyxyαeeyxyxαeeyyyy], (7)

αemem, αmeme and αmmmm can be expressed similarly.

III. STABILITY ANALYSIS OF THE METAMATERIAL ABSORBER

To study the thermal stability of the absorber, an electromagnetism-thermodynamics-structural mechanics multiphysics simulation was conducted by the COMSOL Multiphysics software. The radio frequency module, the heating module and the solid mechanics module were used in the simulation.

The material of the inclusions used in the unit cell (Fig. 1) is titanium, which has a conductivity of σ=7.407×105S/m, a thermal expansion coefficient of 7.06×10-61/K, and a melting temperature of 1941.15 K. The unit cell is surrounded by periodic boundary conditions in the x- and y-directions. In the z-direction, the PML (Perfectly Matched Layer) boundaries are applied. In the radio frequency module, a y-polarized plane wave incidence with frequency of 2.8 THz is set to impinge from the +z direction. In the heating module, the heat source is internal Joule heat. The convective heat flux is used with a heat transfer coefficient of 10 and an initial temperature of 293.15 K (room temperature). In the solid mechanics module, one end of the straight section in the Ω ring is fixed. To be specific, the bottom end for each vertical Ω ring is fixed. For each horizontal ring, the end close to the lattice boundary is fixed.

When the incident EM power is set to be Pinc=500W/m2 and Pinc=10000W/m2, the simulated steady-state temperature is plotted in Fig. 2.

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Figure 2: Corresponding temperature distribution, (a) in 500 W/m2 and (b) in 10000 W/m2.

For the y-polarized incidence, only one in each Ω pair gets heated. Further simulation shows that the other half of the absorber gets heated with x-polarized incidence and is not plotted here. On each heated Ω-shaped inclusion, the heat distribution is uniform. For the Pinc=500W/m2 case, the steady temperature is 387.5 K. That temperature increases to 1761.4 K when the incident power density reaches 10000 W/m2.

The corresponding expansion of the heated metamaterial absorber is plotted in Fig. 3. For each heated Ω ring, metallic expansion mainly occurs in thecircular area.

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Figure 3: Corresponding displacement in different powers, (a) in 500 W/m2 and (b) in 10000 W/m2.

The absorption coefficient A of the absorber can be obtained from the simulated reflection coefficient R and the transmission coefficient T [21], as presented in Fig. 3.

The maximum expansion in the diameter of the Ω ring D, and the expansion rate with respect to the radius of the Ω ring (D/R) with the corresponding steady-state temperature and absorption rate are summarized in Table 1.

We can see that with a steady-state temperature of 387.5 K, the maximum expansion on the Ω ring is in the order of nanometers. For the case with a steady-state temperature of 1761.4 K, the maximum expansion is in order of 0.1 micrometer. With such expansion on the circular section, the deformation is not so big as to cause physical connection among Ω wires which might lead to dramatic change in the polarizabilities. That is why the absorption coefficient remains almost unchanged in the simulation results.

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Figure 4: Simulated reflection R, transmission T, and absorption A coefficients for the absorber, at temperature of 295.15 K, at temperature of 387.15 K and at temperature of 1761.4 K.

Table 1: Simulated peak expansion in structure and absorption at steady-state temperature

Temperature (K) D (μm) D/R (%) Operating Frequency (THz) A (%)
295.15 0 0 2.79 86.9
387.8 0.011 0.17 2.79 86.9
1761.4 0.17 2.58 2.79 86.9

We further studied the condition that the expansion of the metal does cause the contact between the inclusions. Simulations show that only when the temperature reaches 10000 K, will the Ω particles touch each other. Taking the melting temperature of titanium (1941.15 K) into account, we arrive at the conclusion that, up to the melting temperature of the material, the absorber is thermally stable.

IV. DESIGN AND SIMULATION RESULTS OF METASURFACE ABSORBERS

A. Design of metasurface absorbers

Based on the above thermal stability analysis, we present here the scheme to design temperature controlled metasurface absorbers by incorporating thermistors. In this scheme, the heat source may originate from the Joule heat transformed from the EM wave absorption by the Ω absorber itself, or it can be added manually through a heat conducting medium. Under this scheme, two examples are provided. As can be seen from Fig. 5, thermistors are introduced in the unit cells. In this way the functions of the metasurfaces may be dynamically controlled by temperature. Such thermistors can be realized by materials such as VO2 [25, 26], which has an isolator phase and metallic phase with the transition temperature of around 320 K. As is shown in [25], the corresponding dynamic range of the effective conductivity of VO2 film is 101-105 S/m. So for the themistors, we used equivalent models of open circuits and short circuits at different temperatures.

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Figure 5: Schematic of the designed absorbers, (a) Model 1, (b) Model 2, and (c) Model 3.

In the first example, 8 thermistors are added to each unit cell on one side of the Ω absorber. In the second example, 16 thermistors are added to both sides of the Ω absorber, leading to a bi-directional symmetric structure. When the temperature is 295.15 K, the resistance of thermistors is much larger compared with the resistance of titanium. So in this case, the thermistors are modelled by an open circuit. Under such a temperature, the two examples have the same equivalent models (referred to as Model 1 below) as shown in Fig. 5 (a). As the temperature rises, the resistance of the thermistors decrease and hence can be modelled by a section of aluminum as plotted in green in Figs. 5 (b) (Model 2) and (c) (Model 3), respectively.

B. Design of metasurface absorbers

From equation (6) in section II, we know that to obtain total absorption, two conditions should be satisfied. First, the normalized electric and the normalized magnetic polarizabilities of the metasurface must be equal. Second, they should be purely imaginary.

In order to validate the proposed temperature-controlled absorber designs, full-wave simulations were conducted by ANSYS High Frequency Structure Simulator (HFSS) software to evaluate the normalized polarizabilities of the proposed absorbers.

The unit cell is surrounded by periodic boundary conditions in the xOy plane, and two ports are defined in the z-direction to calculate S parameters (Fig. 6). The Ω rings can be embedded in a plastic foam substrate such as polymethacrylimide (PMI) for mechanical support [27]. This PMI material is with ε=1.05-1.13, loss tangent of δ=(1-18)×10-3 , and thermal deformation temperature of 449-509 K.

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Figure 6: Schematic of the simulation settings.

Following the method in [18], the normalized polarizabilities αeeee, αemem, αmeme and αmmmm of Model 1 are obtained. Figure 7 shows that the entries on the diagonal of αeeee are of the order of 10-22. The remaining entries are of the order of 10-26. Moreover, the curves of αeexxxx and αeeyyyy coincide. Similar results for αmmmm can be obtained and are not plotted here. Considering the ω in equations (2) and (3) is in the order of 1012, the cross-section S is in the order of 10-10, the simulation results indicate that the reflected waves can be affected significantly by the diagonal elements of αeeee and αmmmm.

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Figure 7: The normalized polarizability results of Model 1.

Figures 7 (c) and (d) show that all the entries of αemem are of the order of 10-26. Similar results for αmeme can be obtained in the same way and are not plotted here. Therefore, we can approximate the polarizability matrix as:

[αeeeeαememαmemeαmmmm][αeeee00αmmmm]=[[αeexxxx00αeeyyyy]00[αeexxxx00αeeyyyy]], (8)

αeexxxx and αmmxxxx are compared in Fig. 8 (a). It can be seen that αeexxxx and αmmxxxx is close around 2.8 THz, and are almost purely imaginary. The reflection, transmission, and absorption coefficients for the metasurface in Model 1 are plotted in Fig. 8 (b). The subscript 1 or 2 corresponds to the excitation port number as defined in Fig. 6, so it indicates the direction of the incident wave. Maximum absorption coefficient of 92.7% can be seen at 2.79 THz, which agrees with the polarizability results shown in Fig. 8 (a). Since the structure bears both mirror symmetry in the z-direction and rotational symmetry in the xOy plane, the absorber functions identically for incidences from +z and -z directions, and is polarization insensitive.

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Figure 8: The normalized polarizabilities and absorption coefficients of Model 1.

The normalized polarizabilities αeeee, αemem, αmeme and αmmmm of Model 2 can also be obtained. Similarly to Model 1, the normalized polarizabilities of Model 2 can also be approximated by equation (8).

Comparing αeexxxx and αmmxxxx plotted in Fig. 9 (a), we can see around 3.5 THz αeexxxx and αmmxxxx are close and are almost purely imaginary. Correspondingly, peak absorptions occur around this frequency (Fig. 9 (b)). This metasurface is still polarization insensitive. However, since the structure loses the mirror symmetry in the z-direction, a slight difference in A1 and A2 can be observed, indicating the metasurface functions differently for the upward and the downward incidences. Specifically, the absorption coefficient changes from 92.5% (at 3.52 THz) to 96.7% (at 3.51 THz) when the incident direction changes from -z to +z.

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Figure 9: The normalized polarizabilities and absorption coefficients of Model 2.

Similar conclusions can be drawn with Model 3. The normalized polarizabilities αeeee, αemem, αmeme and αmmmm of Model 3 are similar with Model 1, in which polarizabilities can be approximated by equation (8).

αeexxxx and αmmxxxx is close around 4.0 THz, and are almost purely imaginary (Fig. 10 (a)). Accordingly, peak absorption of 93.8% can be found at 3.94 THz (Fig. 10 (b)). Due to its structural symmetry, the absorber in this model is polarization insensitive and bi-directional.

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Figure 10: The normalized polarizabilities and absorption coefficients of Model 3.

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Figure 11: Schematic of effective circuits, (a) Model 1, (b) Model 2, and (c) Model 3.

To sum up, the above investigation validates the thermal controlling of the absorbing frequencies, with the overall absorption coefficients of over .

C. Effective circuit analysis

The operation of the proposed temperature controlled absorbers can be understood by equivalent circuit models. In this section, we used the commercial software of Advanced Design System (ADS) to perform the circuit analysis. Through the structure analysis, we can determine the equivalent circuit, as shown in Fig. 11, whose parameters can be further approximated through optimization.

The equivalent circuit models for Models 1 to 3 are plotted in Fig. 11. Due to the z-directional symmetry in the physical structures, models in Figs. 11 (a) and (c) demonstrate corresponding port symmetry. η0stands for the wave impedance in free space. The parameters are summarized in Table 2.

Table 2: Parameters of the equivalent circuit models

Model a b c
L1 (pH) 1.05 1.05 1.05
L2(pH) 0.002 0.002 0.002
L3(pH) 1.93 1.93 1.93
L4(pH) - 0.42 0.42
C1 (pF) 0.003 0.003 0.003
C2 (pF) 0.0003 0.0003 0.0003
C3 (pF) 8.42 8.42 8.42
C4 (pF) - 0.002 0.002
R1(Ω) 377 377 377
R2(Ω) 17 17 17
R3(Ω) 1288.7 1288.7 1288.7

The simulation results of HFSS and ADS for the three models are compared in Fig. 12. As in Figs. 810, the subscript indicates the port of excitation. It can be seen that the ADS and HFSS simulation results agree well at the absorption frequencies for all the models, which validates the effective circuit models. We can also see that the HFSS models have broader absorption frequency bands than the ADS models. The reason is that the circuit models have fewer degrees of freedom, leading to stronger sensitivity to frequency. If a more complex circuit model design could be adopted, the results, it would be suggested, would be moreconsistent.

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Figure 12: Simulated absorption coefficients, (a) Model 1, (b) Model 2, and (c) Model 3.

V. CONCLUSION

In this study, we analyzed the stability of an Ω-shaped absorber and designed two temperature-controlled EM absorbers based on electromagnetism-thermodynamics-structural mechanics multiphysics simulation. Up to the temperature of 1761.4 K, which is close to the melting temperature of the material, the expansion of the Ω-shaped inclusion is within the order of 0.1 μm with expansion rate of no greater than 2.58%. The absorption coefficient maintained at 92.7% at 2.79 THz. This demonstrated the thermal stability of the Ω absorber both in structure and in EM wave absorption function. By adding thermistors, two temperature-controlled absorbers were designed. When the temperature rises, the simulated absorption of the two proposed absorbers demonstrated a frequency shift from 2.79 THz to 3.51 (+0.01) THz and 3.94 THz, with corresponding absorption coefficients of 92.5 (+4.2)% and 93.8%, respectively. At the end of the paper, the effective circuit model method is used to analyze the two metasurface absorbers. In the THz frequency regime, the proposed thermal-controlled absorbers have substantial potential for being used for spatial light modulators, sensors, and bolometers.

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BIOGRAPHIES

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Jia-Tong Jing received his B.E. and M.S. degrees from the Beijing Institute of Technology, Beijing, China, in 2018 and 2021 respectively. He is currently pursuing a Ph.D. degree at the Institute of Radio Frequency Technology and Software from Beijing Institute of Technology. His current research interests include metamaterial and computational electromagnetics.

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Wei Song received her B.S. degree from North Eastern University, Shen-yang, China, in 2002, and her M.S. and Ph.D. degrees from Queen Mary University of London, London, UK, in 2003 and 2008, respectively. She is currently an Associate Professor with the School of Information and Electronics, Beijing Institute of Technology, Beijing, China. She has authored or co-authored over 20 papers in refereed journals and international conferences, and has co-authored a monograph in computational electromagnetics. Her current research interests include high-performance methods in computational electromagnetics, EM property analysis, and metamaterial-based antenna design.

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Ting-Ting Ge received her B.E. degree from North China University of Technology, Beijing, China, in 2019, and her M.S. degree from the Beijing Institute of Technology, Beijing, China, in 2022. Her current research interests include EM property analysis, and metamaterial-based antenna design.

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Xin-Qing Sheng received his B.S., M.S. and Ph.D. degrees from the University of Science and Technology of China (USTC), Hefei, China, in 1991, 1994, and 1996, respectively. Sheng is a Chang-Jiang Professor of the School of Information and Electronics at the Beijing Institute of Technology. Sheng has authored and co-authored over 150 papers in refereed journals, and three books: Essentials of Computational Electromagnetics (Singapore: IEEE Press-Wiley, 2012), A Brief Treatise on Computational Electromagnetics (Beijing: Science Press, 2004), and A Treatise on Electromagnetic Waves (Beijing: Science Press, 2007). Sheng authored SINOCOM, a simulation software for scattering by complex targets. His research interests include computational electromagnetics, scattering and antenna analysis, electromagnetic compatibility, and microwave imaging.

ABSTRACT

I. INTRODUCTION

II. METASURFACE ABSORBING THEORY

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III. STABILITY ANALYSIS OF THE METAMATERIAL ABSORBER

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IV. DESIGN AND SIMULATION RESULTS OF METASURFACE ABSORBERS

A. Design of metasurface absorbers

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B. Design of metasurface absorbers

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C. Effective circuit analysis

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V. CONCLUSION

REFERENCES

BIOGRAPHIES