Ratio in Ratio Type Exponential Strategy for the Estimation of Population Mean

Anurag Gupta* and Rajesh Tailor

School of Studies in Statistics, Vikram University, Ujjain, Madhya Pradesh, India

E-mail: gupta.glg@gmail.com

*Corresponding Author

Received 18 September 2021; Accepted 04 October 2021; Publication 23 October 2021

Abstract

This paper is an attempt to develop an estimator for finite population mean. Motivated by Kiregyera (1984), a ratio in ratio type exponential strategy is developed for estimation of population mean in double sampling for stratification. To compare with relevant considered estimators, expressions for bias and mean squared error of the developed estimator have been derived. The developed estimator has been compared with usual unbiased estimator, Ige and Tripathi (1987), ratio estimator and ratio type exponential estimator given by Tailor et al (2014) theoretically as well as empirically.

Keywords: Bias, ratio in ratio type strategy, double sampling for stratification (DSS), finite population mean.

1 Introduction

Estimation is very common in almost all fields including agriculture, economics, population studies, consumer market etc. In the field of agriculture, government or any research organization or any one may be interested to know total or average production of a crop per district. This problem in statistics, especially in sampling theory, is addressed as estimation of population mean. Thus in the field of agriculture total or average production of any crop can be estimated by different estimators in different suitable sampling techniques.

Ratio type estimators assume that population mean of auxiliary variate is known. But in various practical applications it is unknown. In this type of situations, double sampling procedure is used in which first a large sample is drawn to estimate population mean of auxiliary variate then a sample of required size is selected either from a large sample or directly from the population. Recently, Singh et al. (2012), Sharma and Tailor (2014) and Mehta and Tailor (2020) contributed significantly in double sampling.

Application of stratified random sampling is possible only if both sampling frame as well as and strata weights are known. Non-availability of strata weights compel researchers to think about use of double sampling for stratification. For example a shopkeeper of school uniforms want to estimate the average sizes of uniforms to sale in the locality. Suppose, he wants to apply stratified random sampling, he must have an idea about distribution of population according to gender i.e. the makeup of the gender in the locality. When such information is lacking, it restricts the application of stratified random sampling. This restriction about application of stratified random sampling shifts researchers on use of double sampling for stratification.

In DSS, a larger sample is drawn and stratified to estimate strata weights. Then, using simple random sampling without replacement (SRSWOR), a sample from each stratum is taken, and information on both the study and auxiliary variables are recorded for each stratum.

DSS technique was developed by Neyman (1938). Classical ratio and product estimators for population were studied in DSS technique initially by Ige and Tripathi (1987). Ratio & Product type exponential estimators in DSS technique were developed by Tailor et al. (2014). Tailor and Lone (2014) worked out a ratio-cum-product estimator for population mean.

Singh and Nigam (2020a, 2020b) suggested Ratio-Ratio type exponential estimator and Product-Product type exponential estimator for population mean.

Chand (1975) envisaged an idea of chaining of ratio estimators by using the ratio estimator of population mean of auxiliary variate i.e. of X¯ based on known population mean of another auxiliary variate z i.e. Z¯. Kiregyera (1984) studied a ratio in regression estimator for population mean. Lone et al. (2020) studied an alternative to ratio and product type estimators of finite population mean in double sampling for stratification. Tailor and Janbandhu (2020) extended the work of Chand (1975) using Bahl and Tuteja (1991) estimator and developed a chain- ratio type exponential estimator for population mean in double sampling procedure.

Work cited above, motivates authors to consider the problem of estimation of finite population mean in DSS technique with development of a ratio in ratio type exponential estimator of population mean.

1.1 Technical Procedure of DSS

Let P be a population of size N such that P=[P1,P2,P3,,PN].

From this population P

• a larger sample s1 of size n using SRSWOR is drawn,

s1 is classified into strata of units nh in hth stratum and

• after stratification, a sample of size nh units is selected from each stratum that constitutes the n sized DSS sample.

Here such

n=h=1Lnh,n=h=1Lnh,nh=vhnh(0<vh<1),h=1,2,,L.

1.2 Reviewing a Few Established Estimators

Let us consider y as a study variable and x and z as auxiliary variables with

X¯=1Nh=1Li=1Nhxhi,Y¯=1Nh=1Li=1Nhyhi,Z¯=1Nh=1Li=1Nhzhi

are population mean of y, x and z respectively.

Here objective is to develop an estimator for population mean of the study variable.

In DSS technique, usual unbiased estimator of Y¯is defined by

y¯ds=h=1Lwhy¯h. (1)

The classical ratio estimator of Y¯, given by Cochran (1940) were studied in DSS technique by Ige and Tripathi (1987) as

Y¯^Rds=y¯dsx¯x¯ds, (2)

where x¯ds=h=1Lwhx¯h and y¯ds=h=1Lwhy¯h are unbiased estimators of X¯ and Y¯ respectively based on second phase sample.

Ratio-type exponential estimator of Y¯, using exponential function, were envisaged by Bahl-Tuteja (1991) in simple random sampling as

Y¯^Re=y¯exp(X¯-x¯)(X¯+x¯). (3)

Bahl-Tuteja (1991) estimator Y¯^Re was studied by Tailor et al. (2014) in DSS technique as

Y¯^Reds=y¯dsexp(x¯-x¯ds)(x¯+x¯ds). (4)

where x¯=h=1nhwhx¯h is an unbiased estimator of X¯ based on first phase sample.

2 Developed Estimator

Motivated by Kiregyera (1984), a ratio in ratio-type exponential estimator for finite population mean using known population mean of the second auxiliary variable z in DSS technique is developed as

Y¯^CRRds=y¯dsexp(x¯(Z¯z¯)-x¯dsx¯(Z¯z¯)+x¯ds) (5)

where z¯=h=1nhwhz¯h is an unbiased estimator of Z¯ based on first phase sample.

The bias and MSE of the developed estimator Y¯^CRRds can be easily obtained by assuming

y¯ds=Y¯(1+eo),x¯ds=X¯(1+e1),x¯=X¯(1+e1)andz¯=Z¯(1+e2)

such that E(eo)=E(e1)=E(e1)=E(e2)=0 and

E(e02) =1Y¯2[Sy2(1-f)n+1nh=1LWhSyh2(1vh-1)],
E(e12) =1X¯2Sx2(1-fn),
E(e12) =1X¯2[Sx2(1-fn)+1nh=1LWhSxh2(1vh-1)],
E(e22) =1Z¯2Sz2(1-f)n,
E(e0e1) =1Y¯X¯[1-fnSyx+1nh=1LWhSyxh(1vh-1)],
E(e1e1) =1X¯2Sx2(1-fn)
E(e0e1) =1Y¯X¯(1-f)nSyx,E(e0e2)=1Y¯Z¯(1-f)nSyz,
E(e1e2) =1X¯Z¯(1-fn)Sxz,E(e1′′e2)=1X¯Z¯(1-fn)Sxz

where

f =nN,Sx2=1N-1h=1Li=1Nh(xhi-X¯h)2,
Sy2 =1N-1h=1Li=1Nh(yhi-Y¯h)2,
Sz2 =1N-1h=1Li=1Nh(zhi-Z¯h)2,
Sxh2 =1Nh-1i=1Nh(xhi-X¯h)2,
Syh2 =1Nh-1i=1Nh(yhi-Y¯h)2,
Szh2 =1Nh-1i=1Nh(zhi-Z¯h)2,
Syx =1N-1h=1Li=1Nh(yhi-Y¯h)(xhi-X¯h),
Syz =1N-1h=1Li=1Nh(yhi-Y¯h)(zhi-Z¯h),
Sxz =1N-1h=1Li=1Nh(xhi-X¯h)(zhi-Z¯h).

Substituting the above values in (5), the developed estimator Y¯^CRRds can be expressed as

Y¯^CRRds-Y¯ =Y¯[12(2e0+e1-e2-e1)+18(3e12-e12+3e22
-4e0e1+4e0e1-4e0e2-2e1e1+2e1e2-2e1e2)] (6)

Finally, approximately up to the first degree, bias of Y¯^CRRds is obtained as

B(Y¯^CRRds) =[18nWh(1vh-1)1X¯(3R1Sxh2-4Syxh)
+(1-f8n)1Z¯(3R2Sz2-4Syz)] (7)

Square and expectation of (2) provides MSE of the developed estimator Y¯^CRRds as

E[Y¯^CRRds-Y¯]2 =Y¯^2E[2e0+e1-e2-e12]2
MSE(Y¯^CRRds) =14Y¯2E[4e02+e12+e22+e12+4e0e1-4e0e2
-4e0e1-2e1e2-2e1e1+2e1e2]
MSE(Y¯^CRRds) =Y¯42[4Y¯2{Sy2(1-fn)+1nWh(1vh-1)Syh2}
+1X¯2Sx2(1-fn)+1Z¯2Sz2(1-fn)
+1X¯2{Sx2(1-fn)+1nWh(1vh-1)Sxh2}
+4Y¯X¯Syx(1-fn)-4Y¯Z¯(1-fn)Syz
-4Y¯X¯{(1-fn)Syx+1nWh(1vh-1)Syxh}
-2X¯Z¯(1-fn)Sxz-2X¯2(1-fn)Sx2
+2X¯Z¯(1-fn)Sxz]
MSE(Y¯^CRRds) =[Sy2(1-fn)+1nWh(1vh-1)
×(Syh2+R12Sxh24-R1Syxh)
+(1-f4n)(R22Sz2-4R2Syz)]

Finally, approximately up to the first degree, MSE of Y¯^CRRds is obtained as

MSE(Y¯^CRRds) =[Sy2(1-fn)+14nWh(1vh-1)
×(4Syh2+R12Sxh2-4R1Syxh)
+(1-f4n)(R22Sz2-4R2Syz)]. (8)

3 Comparisons of Estimators

In this section, the developed estimator is being compared with relevant considered estimators from their efficiency point of view.

In DSS, the variance of unbiased estimator y¯ds, MSE of Ige & Tripathi (1987) and Tailor et al. (2014) estimator are respectively given by

V(y¯ds) =Sy2(1-fn)+1nh=1LWhSyh2(1vh-1), (9)
MSE(Y¯^Rds) =Sy2(1-fn)+1nh=1LWh(1νh-1)
×(Syh2+R12Sxh2-2R1Syxh), (10)
MSE(Y¯^Reds) =Sy2(1-fn)+1nh=1LWh(1vh-1)
×[Syh2+R124Sxh2(1-βyxhR1)]. (11)

Comparison of (2), (9), (3) and (3) exhibits that the developed chain ratio type exponential estimator Y¯^CRRds would perform better in terms of efficiency then

(i) y¯ds if

(1-f)(R22Sz2-4R2Syz)<Wh(1νh-1)(4R1Syxh-R12Sxh2) (12)

(ii) Ige-Tripathi (1987) estimator Y¯^Rds if

(1-f)(R22Sz2-4R2Syz)<Wh(1νh-1)(3R12Sxh2-4R1Syxh) (13)

(iii) Tailor et al. (2014) estimator Y¯^Reds if

(1-f)(R22Sz2-4R2Syz)<Wh(1νh-1)(3R1Syxh). (14)

4 Empirical Illustrations

In this section, two natural population data sets have been considered to test the performance of the developed estimator as compared to considered estimators with the help of numerical illustration. The description of considered natural population data sets is given below:

4.1 Population I – [Source: Singh and Choudhary (1971), p. 177]

Y: Productivity (MT/Hectare),
X: Production in ‘000 Tons and
Z: Area in ‘000 Hectare,

Parameter Stratum I Stratum II
Nh 10 10
nh 4 4
nh 6 6
Y¯h 264.00 214.70
X¯h 939.00 1121.50
Z¯h 263.20 202.90
Syh 149.53 192.02
Sxh 389.67 1165.20
Szh 162.85 178.54
Syxh 53277.00 68650.00
Syzh 23798.00 33841.00
Sxzh 58729.00 60376.00
Sy2 31814.87
Sz2 31692.05
Syz 29562.58

4.2 Population II [Source: Murthy (1967), p. 228]

Y: Outcome,
X: Fixed capital and
Z: No. of workers,

Parameter Stratum I Stratum II
Nh 5 5
nh 2 2
nh 4 4
Y¯h 1925.80 3115.60
X¯h 214.40 333.80
Z¯h 51.80 60.60
Syh 615.92 340.38
Sxh 74.87 66.35
Szh 0.75 4.84
Syxh 39360.68 22356.50
Syzh 411.16 1536.24
Sxzh 38.08 287.92
Sy2 668351.00
Sz2 34.84
Syz 1668.23

Table 1 PREs of y¯ds, y¯Rds, Y¯^Reds and Y¯^CRRds with respect to y¯ds

Percent Relative Efficiency (PRE)
Estimator Population 1 Population 2
y¯ds 100.00 100.00
Y¯^Rds 81.60 160.95
Y¯^Reds 89.23 91.62
Y¯^CRRds 164.45 198.76

Table 2 Empirical values of expressions given in (12), (13) and (14)

Comparisons Population 1 Population 2
1. MSE(Y¯^CRRds)<MSE(y¯ds) -35207.31 < 659428057.5 -45841.35 < 28495362481
2. MSE(Y¯^CRRds)<MSE(y¯Rds) -35207.31 < 32779.90 -45841.35 < 134415.76
3. MSE(Y¯^CRRds)<MSE(Y¯^Reds) -35207.31 < 21244.76 -45841.35 < 851363.89

5 Conclusions

Present paper suggests a ratio in ratio type exponential estimator for population mean by replacing the sample mean x by its ratio estimator using known population mean of another variable that works as auxiliary variable for the first auxiliary variable. As the usual ratio estimator provides better efficiency as compared to simple mean estimator, here instead of sample mean based on first phase sample a ratio estimator using known population mean of the another auxiliary variate z i.e Z¯ has been used. Empirical illustrations given in Section 4 provides the evidence in favour of the above mentioned concept used in the development of Y¯^CRRds. Table 1 exhibits that estimator Y¯^CRRds has the maximum percent relative efficiency as compared to all other considered estimators in both population data sets given by Singh and Choudhary (1971) and Murthy (1967). Table 2 provides the empirical values of the conditions under which the developed estimator has less MSE. Table 2 also shows that all the conditions obtained in Section 3 are satisfied that reflects in Table 1 in terms of highest percent relative efficiency of the developed estimator Y¯^CRRds. Hence, Y¯^CRRds is advised for practical use in the field for the estimation of population mean in comparison to usual unbiased estimator, ratio estimator given by Ige and Tripathi (1987) and ratio type exponential estimator suggested by Tailor et al. (2014) in case DSS technique if the conditions obtained in Section 3 are met.

Acknowledgement

The authors are grateful to the editor and all of the referees for their insightful comments on the article which helps in the improvement of the manuscript.

References

[1] Bahl, S., and Tuteja, R.K. (1991). Ratio and product type exponential estimators, Journal of Information and Optimization Sciences, 12, 1, 159–164.

[2] Chand, L. (1975). Some ratio-type estimators based on two or more auxiliary variables in two-phase sampling using two auxiliary variables. Unpublished Ph.D. dissertation, Lowa State University, Ames, Lowa.

[3] Cochran, W.G. (1940). The Estimation of the yield in cereal experiments by sampling for the Ratio of Grain to Total Produce, The Journal of Agricultural Science, 30, 262–275.

[4] Ige, A.F. and Tripathi T.P. (1987). On doubling for stratification and use of auxiliary information. Journal of The Indian Society of Agricultural Statistics, 39, 191–201.

[5] Kiregyera, B. (1984). Regression type estimators using two auxiliary variables and the model of double sampling. Metrika, 31, 215–226.

[6] Lone, H.A., Tailor, R. and Verma, M. (2020). An alternative to ratio and product type estimators of finite population mean in double sampling for stratification, Journal of The Indian Society of Agricultural Statistics, 74, 1, 63–68.

[7] Murthy, M.N. (1967). Sampling Theory and Methods, Statistical Publishing Society, Calcutta, India.

[8] Neyman, J. (1938). Contribution in the theory of sampling human population, Journal of American Statistical Association, 33, 111–116.

[9] Singh, D. and Chaudhary, F.S. (1971). Theory and Analysis of Sample Survey Designs. Wiley Eastern Limited, New Delhi.

[10] Singh, H.P. and Nigam, P. (2020a). Ratio-Ratio-Type exponential estimator of finite population mean in double sampling for stratification, International Journal of Agricultural and Statistical Science, 16, 1, 251–257.

[11] Singh, H.P. and Nigam, P. (2020b). Product-Product-Type exponential estimator of finite population mean in double sampling for stratification, International Journal of Mathematics and Statistics. 21, 3.

[12] Tailor R., Chouhan, S. and Kim, J.M. (2014). Ratio and product type exponential estimators population mean in double sampling for stratification. Communications for Statistical Applications and Methods, 21, 1, 1–9.

[13] Tailor, R. and Janbandhu, R. (2020). Chain ratio-type estimator for ratio of two- population means in double sampling, International Journal of Agricultural and Statistical Science, 16, 2, 921–923.

[14] Tailor, R. and Lone, H.A. (2014). Ratio-cum-product estimator of finite population mean in double sampling for stratification, Journal of Reliability and Statistical Studies, 7, 1, 93–101.

[15] Sharma, B.K. and Tailor, R. (2014). An alternative ratio-cum-product estimator of finite population means using coefficient of kurtosis of two auxiliary variates in two-phase sampling. Pakistan Journal of Operation Research, 10, 3, 257–266.

[16] Singh, H.P., Tailor, R. and Tailor, R. (2012). Estimation of finite population mean in two-phase sampling with known coefficient of variation of an auxiliary character. Statistica, 72, 111–126.

[17] Mehta, P. and Tailor, R. (2020). Chain ratio type estimators using known parameters of auxiliary variates in double sampling. Journal of Reliability and Statistical Studies. 13, 2–4, 243–252.

Biographies

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Anurag Gupta is a research scholar in School of Studies in Statistics, Vikram University, Ujjain, Madhya Pradesh. He received bachelor’s degree in Agriculture from Jawaharlal Nehru Krishi Vishwa Vidyalaya Jabalpur M.P. in 2016, the master’s degree in Agricultural Statistics from Jawaharlal Nehru Krishi Vishwa Vidyalaya Jabalpur in 2018. He received two gold medals, a university gold medal for standing first in the university and Dr. D.K. Tiwari Memorial Gold Medal for outstanding performance in Master’s degree to Anurag Gupta by Hon’ble Governor of the State. His research areas include sampling theory and population studies, experimental design, and stochastic analysis. In addition, he has five research papers published in reputable national and international journals.

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Rajesh Tailor is an associate professor at the school of studies in statistics, Vikram University, Ujjain M.P. He completed his M.Sc. from Vikram University in Ujjain in 1998. He did his M.Phil. in 1999 and Ph.D. in 2002 from the same university. He began his career as a lecturer at NCERT in New Delhi before becoming a Reader at Vikram University, Ujjain in 2008. He is a life member of Sankhya, the Indian Science Congress, the Indian Society of Agricultural Statistics, the Calcutta Statistical Association, and the Indian Society of Agriculture Statistics. He is the Nodal Officer for the All India Survey on Higher Education, a Ministry of Education of India program.

Abstract

1 Introduction

1.1 Technical Procedure of DSS

1.2 Reviewing a Few Established Estimators

2 Developed Estimator

3 Comparisons of Estimators

4 Empirical Illustrations

4.1 Population I – [Source: Singh and Choudhary (1971), p. 177]

4.2 Population II [Source: Murthy (1967), p. 228]

5 Conclusions

Acknowledgement

References

Biographies