Global Challenges in the Standardization of Ethics for Trustworthy AI
DOI:
https://doi.org/10.13052/jicts2245-800X.823Keywords:
Artificial intelligence, ethics, Trustworthy AI, standards, stakeholdersAbstract
In this paper, we examine the challenges of developing international standards for Trustworthy AI that aim both to be global applicable and to address the ethical questions key to building trust at a commercial and societal level. We begin by examining the validity of grounding standards that aim for international reach on human right agreements, and the need to accommodate variations in prioritization and tradeoffs in implementing rights in different societal and cultural settings. We then examine the major recent proposals from the OECD, the EU and the IEEE on ethical governance of Trustworthy AI systems in terms of their scope and use of normative language. From this analysis, we propose a preliminary minimal model for the functional roles relevant to Trustworthy AI as a framing for further standards development in this area. We also identify the different types of interoperability reference points that may exist between these functional roles and remark on the potential role they could play in future standardization. Finally we examine a current AI standardization effort under ISO/IEC JTC1 to consider how future Trustworthy AI standards may be able to build on existing standards in developing ethical guidelines and in particular on the ISO standard on Social Responsibility.We conclude by proposing some future directions for research and development of Trustworthy AI standards.
Downloads
References
European Commission’s High Level Expert Group, “Ethics Guidelines for Trustworthy AI”, April 2019. Retrieved from https://ec.europa.eu/futurium/en/ai-alliance-consultation/guidelines
“Ethically Aligned Design – First Edition”, The IEEE Global Initiative on Ethics of Autonomous and Intelligent Systems, IEEE, 2019.
Borning, A. and Muller, B., “Next steps for Value Sensitive Design”, Proceedings of CHI 2012, 1125–1134. New York, NY: ACM Press.
“Asilomar AI Principles”, Future of Life Institute, 2017. Retrieved from https://futureoflife.org/ai-principles/
OECD/LEGAL/0449. (2019). “Recommendation of the Council on Artificial Intelligence”. OECD.
UN General Assembly, Resolution 217A, 1948 https://www.un.org/en/universal-declaration-human-rights/index.html
Pollis, A., “Human Rights: A Western Construct with Limited Applicability”, In Human Rights: Cultural and Ideological Perspectives, edited by Pollis, A. and Schwab, P, 1–18, New York: Praeger, 1979.
Dunne, T. and Wheeler, N. (eds.) “Human Rights in Global Politics”, New York: Cambridge University Press, 1999.
“Final Declaration of the Regional Meeting for Asia of the World Conference on Human Rights”, Bangkok, March 29 to April 2, 1993, https://www.ru.nl/publish/pages/688605/bangkok-eng.pdf
Bourgeois-Doyle, D. “Two-Eyed AI: A Reflection on Artificial Intelligence – A Reflection Paper prepared for the Canadian Commission for UNESCO”, Ottowa, Canada, March 2019.
ISO/IEC Directives Part 2: “Principles and rules for drafting and structuring of ISO and IEC documents”, 8th edition, 2018. https://www.iso.org/sites/directives/current/part2
“Policy and Investment Recommendation for Trustworthy AI”, High Level Expert Group on Artificial Intelligence, 26 June 2019.
Hagendorff, T., “The Ethics of AI Ethics – An evaluation Guideline”, https://arxiv.org/pdf/1903.03425.pdf
O’Keefe, K. and Brien, D.O. “Ethical Data and Information Management: Concepts, Tools and Methods”, Kogan Page, 2018.
Freeman, R.E. and McVea, J. A Stakeholder Approach to Strategic Management (2001). Darden Business School Working Paper No. 01– 02. Available at SSRN: https://ssrn.com/abstract=263511 or http://dx.doi.org/10.2139/ssrn.263511
Tutt, A. (2016). “An FDA for Algorithms”. SSRN Electronic Journal, 83–123. https://doi.org/10.2139/ssrn.2747994
Calo, R. (2017). “Artificial Intelligence Policy: A Roadmap”. SSRN Electronic Journal, 1–28. https://doi.org/10.2139/ssrn.3015350
Polonetsky, J., Tene, O., and Jerome, J. (2015). “Beyond the common rule: Ethical structures for data research in non-academic settings”. Colo Tech L J, 13, 333–368.
“Ethics assessment for research and innovation – Part 1: Ethics committee”, CEN Workshop Agreement CEN/CWA 17145-1:2017 http://satoriproject.eu/media/CWA_part_1.pdf
ISO Guide 82:2014, “Guidelines addressing sustainability in standards”, ISO, April 2014, https://iso26000.info/wp-content/uploads/2016/04/ISO_Guide_82_2014E_new_format.pdf
“Mapping regulatory proposals for artificial intelligence in Europe”, Access Now, Nov 2018. Retrieved from https://www.accessnow.org/mapping-regulatory-proposals-AI-in-EU
Gebru, T., Morgenstern, J., Vecchione, B., Vaughan, J.W., Wallach, H., Daumé, H., and Crawford, K. “Data sheets for Datasets, in Proceedings of the 5th Workshop on Fairness, Accountability, and Transparency in Machine Learning”, Stockholm, Sweden, 2018.
Bender, E., and Freidman, B., “Data Statements for Natural Language Processing: Toward Mitigating System Bias and Enabling Better Science”, in Transactions of the Association for Computational Linguistics, vol. 6, pp. 587–604, 2018
“Ethics assessment for research and innovation – Part 2: Ethical impact assessment framework”, CEN Workshop Agreement CWA 17145-2, http://www.tekno.dk/wp-content/uploads/2017/08/CWA17145-22017.pdf
“Guidance on social responsibility”, International Standards, ISO 26000:2010(E), 2010.
Adamson, G., Havens, J.C., and Chatila, R. “Designing a Value-Driven Future for Ethical Autonomous and Intelligent Systems”, Proceedings of the IEEE, 107(3), 518–525. 2019, https://doi.org/10.1109/JPROC.20 18.2884923
Zeng, Y., Lu, E., and Huangfu, C. “Linking artificial intelligence principles” arXiv preprint arXiv:1812.04814, 2018
Fjeld, J., Achten, N., Hilligoss, H., Nagy, A., and Srikumar, M. “Principled Artificial Intelligence: Mapping Consensus in Ethical and Rights-Based Approaches to Principles for AI”, January 15, 2020, Berkman Klein Center Research Publication No. 2020-1. Available at SSRN: https://ssrn.com/abstract=3518482
Calo, R. “Consumer Subject Review Boards: A Thought Experiment”, Stanford Law Review Online, 66 (2013), Retrieved from http://www.stanfordlawreview.org/online/privacy-and-big-data/consumer-subject-review-boards
European Union. (2016). Regulation 2016/679 of the European parliament and the Council of the European Union (General Data Protection Regulation). Official Journal of the European Communities, 2014(October 1995), 1–88. https://doi.org/http://eur-lex.europa.eu/pri/en/oj/dat/2003/l_285/l_28520031101en00330037.pdf
Daly, A., Hagendorff, T., Hui, L., Mann, M., Marda, V., Wagner, B., Wang, W., and Witteborn, S., “Artificial Intelligence Governance and Ethics: Global Perspectives”, 8 June 2019, https://arxiv.org/abs/1907.03848